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Caldwell Securities

Toronto, Ontario, Canada

Ownership: Private
Employees: ~50
Development stage: Other

Overview

Caldwell Securities Ltd. is a prominent Canadian independent investment dealer and wealth management firm headquartered in Toronto. Founded in 1980 by Thomas S. Caldwell, the firm provides a comprehensive suite of financial services, including personalized investment management, brokerage services, and wealth advisory for individuals, corporations, and institutional clients. While the firm is primarily a financial services entity rather than a biotechnology company, it maintains a significant presence in the life sciences sector as an active investor and member of the Canadian Venture Capital and Private Equity Association (CVCA). The firm is a key subsidiary of Caldwell Financial Ltd. and is recognized for its value-driven, research-backed approach to capital markets and wealth preservation.

Industry: Investors

Partnerships

Canadian Venture Capital and Private Equity Association (CVCA)Canadian Investment Regulatory Organization (CIRO)

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