Roth Asset Management

Roth Asset Management is an investment management firm and an affiliate of Roth Capital Partners, a leading middle-market investment bank headquartered in Newport Beach, California. The firm provides specialized asset management and financial advisory services, leveraging its parent company's extensive expertise in growth sectors such as healthcare, biotechnology, and technology. While Roth Asset Management is a prominent participant in the life sciences ecosystem—facilitating capital raising, IPOs, and private placements for biotech companies—it is not a biotechnology company itself. It does not engage in research and development, nor does it maintain a proprietary drug pipeline or therapeutic candidates. The firm primarily serves institutional and high-net-worth investors seeking exposure to the healthcare and growth markets.