The Special Equities Group

The Special Equities Group is a U.S. merchant banking and capital markets advisory firm focused on microcap and small public companies. The firm provides services including principal investments, PIPEs and registered direct financings, merchant banking, up-listings to national exchanges, underwritten public offerings, bought deals, M&A advisory, SPAC-related work, block trades, and corporate client services. It operates as a division of Dawson James for securities and brokerage services, while The Special Equities Group, LLC and Dawson James Securities, Inc. are presented as independent entities. Although the firm works with some healthcare and biotechnology clients through capital markets activity, it is not itself a biotech, pharma, or healthcare operating company.